7. Module 6 · Legal framework: confidentiality, necessity and involuntary admission

Module 6 of 8 · Counselling & supervision
Legal framework: confidentiality, necessity and involuntary admission
approx. 55 minutesat your own paceSources in APA 7 style
Learning objectives of this module
  • You can explain the basics of professional confidentiality under Section 203(1) no. 6 of the German Criminal Code (StGB) and give reasons why the consent of the person concerned is the first route to any disclosure of information.
  • You know the requirements of justifying necessity under Section 34 StGB and can explain why it is a narrowly limited exception requiring a weighing-up of interests and documentation – not a blanket permission.
  • You distinguish involuntary admission under civil law (Section 1831 of the German Civil Code, BGB) from involuntary admission under public law according to state law, in terms of trigger, decision-making route and responsibility.
  • Using the examples of North Rhine-Westphalia and Bavaria, you can explain why the law on involuntary admission is a matter for the individual states and why procedures differ, and you know the note on taking minors into care under Section 42 SGB VIII.
  • You reflect on your role: social work professionals do not order involuntary admission and do not provide legal advice, but through careful, documented action within the team they make an essential contribution to protecting people in crisis.

The previous modules have shown how professionals understand crises, conduct conversations, raise suicidality openly and develop a safety plan together with the people concerned. In almost every one of these situations, a legal question arises sooner or later: May I inform the doctor even though my client does not want me to? Do I have to call the relatives? What happens when someone is ‘sectioned’ – and who decides? Questions like these leave many professionals uncertain, sometimes even afraid of doing something wrong. This uncertainty is understandable, because in acute crises two protected interests meet, both of which carry great weight: the person’s trust and self-determination on the one hand, their life and health on the other.

This module gives a structured overview of the legal framework within which crisis intervention operates. It explains professional confidentiality, justifying necessity and the two forms of involuntary admission – and it shows where the limits of your own role lie. An important point in advance: this module provides orientation knowledge. It does not replace legal advice in an individual case, and in practice your organisation’s procedures and consultation with your manager and team always take precedence over going it alone.

PART 1 – Introduction: why the law matters in a crisis

Two protective duties, one area of tension

Social work depends on trust. People tell professionals about debt, addiction, violence, shame and despair because they rely on this information not being passed on without their say. Without this confidentiality, many people seeking help would not come at all – or they would keep quiet about precisely the most important things. At the same time, the professional mandate requires professionals to protect people from serious harm when they can no longer protect themselves. In an acute suicidal crisis, this area of tension becomes especially clear: the person confides in someone, perhaps expressly asks for silence, and at the same time there is a serious danger to their life.

The law does not resolve this tension with a simple rule. But it does provide a graduated system: as a matter of principle, confidentiality applies; with the consent of the person concerned, disclosure is possible; without consent, it can exceptionally be justified if a present danger cannot be averted in any other way. And for the extreme case in which a person is in acute danger of harming themselves because of a mental illness and refuses help, federal and state law provide for the possibility of involuntary admission – with strict requirements and under judicial oversight. Those who know this system in outline can act more calmly and with better reasons in a crisis.

Key terms

Some terms come up again and again in this module and should be clear from the outset. By professional confidentiality we mean the duty of certain professional groups not to disclose without authorisation other people’s secrets that have been entrusted to them or have otherwise come to their knowledge; for social work professionals – for the group of persons named there – it is backed by criminal law in Section 203 StGB. Disclosing means making another person’s secret accessible to someone who did not previously know it – orally, in writing or electronically. Authorised is a disclosure in particular when the person concerned has consented or a ground of justification applies.

The justifying necessity under Section 34 StGB is one such ground of justification: it exceptionally permits an act that is in itself prohibited if that is the only way to avert a present danger to an important legal interest. Finally, by involuntary admission we mean a deprivation of liberty in which a person is held, against or without their will, in a closed facility, usually a psychiatric hospital. A distinction is made between civil-law involuntary admission by a legal custodian under the German Civil Code and public-law involuntary admission under the laws of the states (Arbeitsgruppe Psychiatrie der Arbeitsgemeinschaft der Obersten Landesgesundheitsbehörden [AG Psychiatrie der AOLG; Psychiatry Working Group of the Working Group of the Supreme State Health Authorities], 2023).

ℹ️Good to know
Legal knowledge in crisis intervention is not meant to enable professionals to reach a conclusive legal judgement in individual cases. It is meant to help you ask the right questions, know your own limits and bring in the responsible bodies in good time – manager, team, medical help, emergency medical service or authorities. Social work professionals do not provide legal advice in individual cases. Many organisations have crisis protocols or procedural instructions that set out who is informed and when. Familiarise yourself with these rules before the first acute situation arises.

PART 2 – Legal fundamentals: confidentiality, necessity, involuntary admission

Professional confidentiality under Section 203 StGB

In Germany, breach of private secrets is a criminal offence for certain professional groups. For social work, Section 203(1) no. 6 StGB is the relevant provision. It states – reproduced here with omissions –: ‘Whoever without authorisation discloses another person’s secret […] that was entrusted to them or otherwise became known to them as […] a state-approved social worker or state-approved social education worker […] shall be liable to imprisonment of up to one year or a fine.’ The provision makes clear how much weight the legislator attaches to the relationship of trust in social work: it is protected by criminal law, as in other helping professions.

Three elements of the provision deserve particular attention. First, it concerns another person’s secret, that is, facts from another person’s sphere of life that are not generally known and whose secrecy the person has an interest in maintaining. Statements about suicidal thoughts, mental distress or family conflicts typically belong here. Second, the provision covers not only what was expressly entrusted, but also what has otherwise become known to the professional – for example through observations during a home visit. Third, only unauthorised disclosure is punishable. The decisive question in practice is therefore not ‘May I never say anything?’ but ‘When am I authorised to pass something on?’

Regardless of whether a professional falls within the scope of the criminal provision in an individual case, it is advisable to treat confidentiality as a professional standard. Employment contracts and the rules of provider organisations (Träger) as a rule also provide for confidentiality. For clients it makes no difference on what basis confidentiality rests – they rightly expect that their openness will not be used against them.

Consent as the first route

The simplest, legally safest and at the same time professionally best route to disclosing information is the consent of the person concerned. A person who consents remains the subject of events: they have a say in who learns what, and they experience that their self-determination is respected even in a crisis. This strengthens the working relationship rather than endangering it. Justifying necessity too presupposes, in principle, that an attempt is first made to obtain consent, because disclosure without consent comes into question only if the danger cannot be averted in any other way (Section 34 StGB).

In practice this means: in the crisis conversation, professionals should say openly why they consider it important to involve another service, and clarify together with the person who is to be informed, what information is passed on and how this happens. A graduated solution can often be found: the person calls the medical service themselves while the professional sits next to them; or they agree that a particular trusted person is informed, but not the family. Consent should be as specific as possible and documented in a traceable way. It is also important that the person knows they can withdraw their consent.

Justifying necessity under Section 34 StGB

But what if the person refuses any disclosure and at the same time there is an acute threat to life? This is where Section 34 StGB comes in. Under this provision, a person does not act unlawfully who, in the face of a present danger to life, limb, liberty or another legal interest that cannot be averted in any other way, commits an act in order to avert the danger from themselves or another – provided that, when weighing the conflicting interests, the protected interest substantially outweighs the one impaired and the act is an appropriate means. Applied to professional confidentiality, this means: the disclosure of a secret can be justified in an individual case if that is the only way to protect a person’s life (Section 34 StGB; Section 203 StGB).

The requirements are deliberately narrow. Present describes a danger where harm is imminent or the danger can turn into harm at any moment – vague fears or general distress are not enough. Cannot be averted in any other way means that milder means, in particular seeking consent or help that the person agrees to, are not available or not sufficient. The weighing-up of interests requires that the protected interest – here life – substantially outweighs the impaired interest, that is, the interest in secrecy. And the disclosure must be an appropriate means – only as much is communicated as is necessary to avert the danger, and only to those who can actually help, such as the emergency medical service or medical staff.

Element of Section 34 StGBMeaningGuiding question for practice
Present dangerHarm is imminent or can occur at any momentWhat specific indications suggest that action must be taken now?
Protected legal interestLife, limb, liberty or another legal interestWhat exactly is at stake – and for whom?
Cannot be averted in any other wayNo milder, equally effective means availableHave I seriously sought consent? Is there help that the person agrees to?
Substantial outweighingThe protected interest clearly weighs more heavily than the impaired oneDoes the danger justify the intrusion on the person’s trust?
Appropriate meansDisclosure only to the extent necessary, to suitable bodiesWhom do I need to tell what so that the danger is averted – and no more?
Table: Elements of justifying necessity and guiding questions for practice. Source: own illustration based on Section 34 StGB.

Civil-law involuntary admission under Section 1831 BGB

Custodianship law regulates the conditions under which a legal custodian may arrange for the person under their care to be admitted involuntarily with deprivation of liberty. Under Section 1831(1) no. 1 BGB, such admission is permissible, among other things, for as long as it is necessary because, owing to a mental illness or a mental or psychological disability, there is a danger that the person under custodianship will kill themselves or inflict considerable damage to their health. The law thus ties involuntary admission to a danger to oneself that is caused by the illness or disability, and to necessity – it is permissible only for as long as it is actually needed.

Equally important is the procedural safeguard: under Section 1831(2) BGB, involuntary admission is permissible only with the approval of the custodianship court. Without prior approval it is permissible only if delay would involve danger; the approval must then be obtained without undue delay. The decision thus does not rest with a single person but is subject to judicial oversight. It should be emphasised that civil-law involuntary admission serves to protect the person under custodianship themselves: protecting third parties is not sufficient as a ground (AG Psychiatrie der AOLG, 2023). It also presupposes that legal custodianship (rechtliche Betreuung) exists with a corresponding area of responsibility.

Public-law involuntary admission under state law

Alongside custodianship law there is public-law involuntary admission. It is regulated in the states’ acts on mental illness (Psychisch-Kranken-Gesetze), acts on help for people with mental illness (Psychisch-Kranken-Hilfe-Gesetze) or acts on involuntary admission (Unterbringungsgesetze), and applies when, as a result of a mental disorder, there is a specific danger to oneself or to others. There is no uniform federal act for this; the states regulate procedure and enforcement differently (AG Psychiatrie der AOLG, 2023). Unlike civil-law involuntary admission, public-law involuntary admission does not presuppose legal custodianship, and it can also serve to protect other people. Two states serve as examples below – they are expressly not transferable to other states.

Example: North Rhine-Westphalia: Under Section 11 PsychKG NRW (the state mental health act of North Rhine-Westphalia), involuntary admission is permissible if, as a result of illness-related behaviour, there is a present, considerable danger to oneself or a considerable danger to significant legal interests of others that cannot be averted in any other way. Here too, then, we find the idea of immediacy and of being a last resort after milder means. For urgent cases, Section 14 PsychKG NRW provides that, where delay would be dangerous, the local regulatory authority (Ordnungsbehörde) can order immediate involuntary admission on the basis of a medical report; it must then apply without undue delay for a court decision (PsychKG NRW).

Example: Bavaria: The Bavarian Act on Help for People with Mental Illness (BayPsychKHG) expressly combines help and protection. Under Article 1 BayPsychKHG, the districts (Bezirke) set up and run crisis services consisting of control centres and mobile professionals; the control centres can be reached around the clock on a single, uniform telephone number. The requirements for involuntary admission are regulated in Article 5 BayPsychKHG, and immediate provisional admission in urgent cases is regulated in Articles 11 to 13 BayPsychKHG. Among the bodies responsible are, for example, the district administrative authority, the police and the facility itself (BayPsychKHG). The Bavarian example shows that state law does not only regulate compulsory measures but can also anchor low-threshold support that, in the best case, makes involuntary admission unnecessary.

Minors: a brief note on taking into care

For children and young people in acute crises, a further instrument applies. Under Section 42(1) sentence 1 SGB VIII, the youth welfare office (Jugendamt) is entitled and obliged to take a child or young person into care, among other situations when the child or young person themselves asks to be taken into care or when an urgent danger to their wellbeing requires it. For professionals outside the youth welfare office, this above all means: in the case of an acute danger to minors, the youth welfare office should be involved early, and young people can also turn to the youth welfare office themselves. The procedure and details of taking into care are covered in more depth in a separate course and are not part of this module.

⚖️Legal framework
Section 203(1) no. 6 StGB – protection under criminal law of secrets that have been entrusted to social workers and social education workers or have otherwise become known to them; only unauthorised disclosure is punishable.
Section 34 StGB – justifying necessity in the case of a present danger that cannot be averted in any other way, substantial outweighing of the protected interest and an appropriate means.
Section 1831(1) no. 1, (2) BGB – civil-law involuntary admission by legal custodians where there is a danger to oneself caused by illness or disability, in principle only with the approval of the custodianship court.
Sections 11, 14 PsychKG NRW; Articles 1, 5, 11–13 BayPsychKHG – examples of public-law involuntary admission and crisis support under state law; other states regulate this independently.
Section 42 SGB VIII – taking children and young people into care by the youth welfare office.
A government draft bill on compulsory medical measures, which concerns Section 1832 BGB, is going through the parliamentary process and is not in force. Legal position as of September 2026. This module does not replace legal advice in an individual case.
THE LAW IN A CRISIS CONFIDENTIALITYSection 203 StGB: protecting trustconsent as the first route NECESSITYSection 34 StGB: present dangerweighing up and documentation CUSTODIANSHIP LAWSection 1831 BGB: danger to oneselfcustodianship court approval STATE LAWPsychKG NRW, BayPsychKHGdanger to oneself or others MINORSSection 42 SGB VIII: taking into careby the youth welfare office
Figure: The law in a crisis – five areas of the legal framework at a glance. Source: own illustration.

PART 3 – Practice I: passing on information – a structured decision route

From gut feeling to a reasoned decision

In an acute crisis, the professional is under time pressure and emotional strain. It is precisely then that a clear mental sequence helps, preventing you from acting hastily or, out of uncertainty, not acting at all. The following decision route is a teaching aid derived from the structure of Section 203 StGB and Section 34 StGB. It replaces neither the organisation’s procedures nor consultation with the manager, but it makes visible which questions need to be clarified, and in what order.

STEP 1
Clarify the situation
What specific indications of danger are there? How urgent is the situation?
STEP 2
Seek consent
Give reasons openly, offer options, look for graduated solutions, involve the person.
STEP 3
Involve the manager
Consult the manager or team according to the organisation’s procedure – in an emergency, in parallel.
STEP 4
Weigh up
Without consent: is there a present danger that cannot be averted in any other way? What is the appropriate means?
STEP 5
Act and document
Pass on only what is necessary to suitable bodies; record reasons, weighing-up and course of events.
Figure: Decision route ‘May I pass on information?’ Source: own illustration based on Section 203 StGB and Section 34 StGB.

The first step calls for as objective a description of the situation as possible. This is where the insights from the previous modules come in: how concrete are the suicidal thoughts that have been expressed? Are there preparations or a point in time? Are protective factors and supporting people reachable? The professional does not make a diagnosis; they describe what they perceive and what the person says. In the second step, consent is sought – not as a formality but as a genuine offer of relationship. Many people in crisis agree to help when they are taken seriously and can have a say in what that help looks like.

The third step underlines that professionals do not have to, and should not, decide alone. Consulting the manager or colleagues is not only sensible legally but also provides emotional relief and improves the quality of the decision. In an acute emergency this can happen in parallel, for example when a colleague informs the manager while the professional stays in contact with the person. Only in the fourth step does the question of disclosure without consent arise. Here the elements of Section 34 StGB are run through mentally. If there is an acute threat to life, the emergency medical service is to be called via the emergency number 112 (Land Niedersachsen, 2025). Finally, the fifth step links action with traceable documentation: what was perceived, which alternatives were tried, why and how was the decision made, who was informed?

Case example

Mr G. at the addiction counselling service. Mr G., aged 47, has been coming to an addiction counselling service for several months. After a relapse and the break-up with his partner, he turns up unannounced, seems exhausted and tells the social worker Ms L. during the conversation that he has decided to take his own life tonight; he has already made preparations. When Ms L. suggests calling the medical service together, he reacts angrily: ‘This stays in this room. If you tell anyone anything, I will never come back.’ Ms L. stays calm, acknowledges his trust and says openly that she is very worried about his life. She offers several routes: that he makes the call himself, that she accompanies him to the hospital, that his brother, with whom he has good contact, joins them. Mr G. rejects everything and stands up to leave. Ms L. asks a colleague to inform the manager and, after brief consultation, calls the emergency medical service. In doing so she passes on only the information needed for the help. Afterwards she documents the course of events in detail.

Putting it in context: Ms L. first worked intensively to win consent and offered graduated alternatives – exactly what the priority of consent requires. Only when there was a concrete, imminent threat to life and no milder help was accepted did she act without agreement. In a situation like this, disclosure under Section 34 StGB can be justified because life substantially outweighs the interest in secrecy. What matters is involving the manager, limiting disclosure to what is necessary and careful documentation. This does not amount to a conclusive legal evaluation of the individual case. Professionally, it remains important to resume the relationship after the crisis and to make transparent why action was taken.

Documentation as protection for everyone involved

Careful documentation in crisis intervention is not a bureaucratic add-on. It makes your own decision traceable, protects the professional if questions are asked later and ensures continuity of support when other colleagues take over. What should be recorded are the perceived indications of danger, with statements reproduced as literally as possible, the alternatives offered and the person’s response, the question of consent, consultations within the team, the weighing-up, and the type, extent and recipients of any disclosure. Evaluations should be recognisable as such and kept separate from observations. The exact form depends on the organisation’s requirements; the topic is covered in more depth in the last module of this course.

PART 4 – Practice II: involuntary admission – role, limits and cooperation

Two routes to involuntary admission compared

In practice it is helpful to keep the two forms of involuntary admission clearly apart. They differ in the trigger, the decision-making route and the bodies involved. The following overview summarises the differences; at state level, only the two examples of North Rhine-Westphalia and Bavaria are given.

CriterionCivil-law involuntary admission (Section 1831 BGB)Public-law involuntary admission (state law)
TriggerDanger to oneself because of mental illness or mental or psychological disability, including the danger of suicide or considerable self-harm to health; protecting third parties is not sufficientSpecific danger to oneself or others as a result of a mental disorder; in NRW, a present considerable danger to oneself or a considerable danger to significant legal interests of others that cannot be averted in any other way
RequirementExisting legal custodianship with a suitable area of responsibilityNo legal custodianship required
DecisionArranged by the legal custodian; approval of the custodianship court required, to be obtained without undue delay where delay would be dangerousCourt decision; in urgent cases, immediate admission by the body responsible under state law, followed by a court decision
Responsibility (examples)Legal custodian, custodianship courtNRW: local regulatory authority on the basis of a medical report (Section 14 PsychKG NRW); Bavaria: among others the district administrative authority, police, facility (Art. 11–13 BayPsychKHG)
Legal basisFederal law, uniformState law, differs from state to state
Table: Civil-law and public-law involuntary admission compared. Source: own illustration based on Section 1831 BGB, PsychKG NRW, BayPsychKHG and AG Psychiatrie der AOLG (2023).

What professionals do – and what they do not do

A common misunderstanding is that social workers can have someone ‘sectioned’. This is not the case. Social work professionals do not order involuntary admission and cannot consent to involuntary admission on someone’s behalf. The only exception is the situation in which a professional has themselves been appointed legal custodian for a person – in that case they act in that capacity and are bound by the approval of the custodianship court (Section 1831 BGB). In all other roles – in counselling, in hospital social services, in homelessness services or integration assistance – the task is to notice dangers, inform the responsible bodies, provide factual information to the extent necessary and accompany the person in a humane way.

Tasks of the professional
  • stay in contact, calm the person, give reassurance
  • seek consent to help
  • involve the manager and team
  • in an acute threat to life, call the emergency number 112
  • pass on observations factually and document them
Not the professional’s task
  • ordering involuntary admission
  • consenting to involuntary admission on someone’s behalf (except as an appointed custodian)
  • making diagnoses or replacing medical reports
  • providing legal advice in individual cases
Who decides
  • custodian with approval of the custodianship court
  • authorities or bodies responsible under state law
  • medical evaluation as the basis
  • court as the supervising authority
Figure: Roles and responsibilities around involuntary admission. Source: own illustration.

This clarity of role is not a weakness but a strength. Precisely because social workers have no powers of compulsion, they can remain a trusted point of contact for the person – even when other bodies take compulsory measures. They can make sure that the person’s perspective is heard, that relatives are involved with the person’s agreement and that the return to everyday life is prepared after an involuntary admission. Where regional crisis services exist, such as the crisis services of the districts anchored in law in Bavaria (BayPsychKHG), it is worth knowing in advance when they can be reached and how they work, because mobile crisis support can in some situations help to avoid involuntary admission.

Case example

Ms S. in integration assistance. Ms S., aged 34, lives with a mental illness in a supported living arrangement. A legal custodian has been appointed for health care and for determining her place of residence. On a Friday afternoon, the staff member Mr W. finds her in her flat in a state he has not seen before: she says that ‘it has to end today’, refuses any conversation about help and has evidently injured herself. Mr W. tries to reach the custodian, but she cannot be reached. He stays with Ms S., informs his manager by work mobile phone and, as the situation intensifies, calls the emergency medical service via the emergency number 112. He describes to the emergency physician in factual terms what he has observed and what Ms S. has said. In the evening he leaves a message for the custodian and documents the course of events.

Putting it in context: Mr W. can neither order involuntary admission nor consent in the custodian’s place. His task is to obtain medical help in an acute danger and to inform the responsible bodies – and that is exactly what he did. Whether the custodian later arranges involuntary admission under Section 1831 BGB, which, where delay would be dangerous, can initially take place without approval and must then be approved by a court without undue delay, or whether the bodies responsible under state law arrange immediate involuntary admission, is for others to decide. Which state-law rules apply depends on the federal state (AG Psychiatrie der AOLG, 2023). What matters is that Mr W. acted as part of a team, passed on only what was necessary and informed the custodian promptly.

✎️ Exercise: Putting the decision route ‘May I pass on information?’ in order

A client of a homelessness service tells you that she has no strength left and wants to ‘end it this evening’. She expressly asks you not to tell anyone. Put the following steps for action into a sensible order and briefly give reasons for your decision: (a) document the reasons, the weighing-up and the disclosure; (b) talk openly to the client about your concern and seek her agreement to bringing in help; (c) clarify how concrete and imminent the danger is; (d) without consent, weigh up whether there is a present threat to life that cannot be averted in any other way and, if appropriate, call the emergency medical service; (e) involve the manager or team according to the organisation’s procedure; (f) offer graduated alternatives, for example that the client makes the call herself or that a trusted person joins them.

Show solution notes

A professionally justified order is: (c) – (b) – (f) – (e) – (d) – (a). First, the situation is established as objectively as possible (c), because this determines how much time is available. Then the client is addressed openly and her agreement is sought (b); consent is the first and best route. Graduated alternatives (f) increase the chance that she agrees to help and respect her self-determination. Involving the manager and team (e) can – depending on urgency – also take place in parallel with steps (b) and (f). Only when no agreement can be reached is it weighed up whether the requirements of Section 34 StGB are met (d); in an acute threat to life the emergency medical service is called and only what is necessary is passed on. Documentation (a) completes the route but should take place as promptly as possible.

The order is not a rigid scheme: in an immediately life-threatening situation, the steps can merge into one another within seconds. What matters is that consent was seriously sought, that disclosure remains limited to what is necessary and that you act not alone but in line with your organisation’s procedures.

PART 5 – Critical perspective: areas of tension, limits and open questions

Self-determination and protection

The central area of tension in this module cannot be resolved, only shaped responsibly. On the one hand there is every person’s right to decide for themselves about their life and about the disclosure of personal information. On the other hand there is the protection of life in situations in which a mental crisis or illness can limit the capacity for free decision-making. The law responds by tying interventions to narrow requirements, to proportionality and to judicial oversight. That the federal government and the states regularly address the protection of people in the psychiatric support system before and during interferences with fundamental rights is shown by the report of the Psychiatry Working Group to the Conference of Health Ministers (AG Psychiatrie der AOLG, 2023). Involuntary admission is a considerable interference with liberty – and it must therefore always remain the last resort.

For social work, this results in a dual mandate: it should take dangers seriously and not remain inactive out of misplaced reticence, but at the same time prevent compulsion from being used where relationship, counselling, involvement of the person’s network or low-threshold crisis support would be enough. Human-rights-oriented practice means seeing the person, even in a crisis, as a bearer of rights and bringing their perspective into every step.

Uncertainty, overreaction and failure to act

In practice, two opposite kinds of error can be seen. Some professionals hesitate too long, out of concern about breaching confidentiality, even though there is an acute threat to life. Others, out of uncertainty or a wish to cover themselves, pass on information too quickly, for example to relatives, without there being consent or the requirements of Section 34 StGB being met. Both can harm people: hesitation, in the extreme case, their lives; hasty disclosure, their trust and their willingness to seek help in future. Justifying necessity is therefore neither a free pass nor a taboo, but an instrument for the justified exceptional case.

It helps to become aware of this tension in advance and to discuss it in the team. Those who use case discussions, become familiar with the organisation’s procedures and mentally rehearse typical situations act more confidently in an acute situation. Legal certainty in the sense of a guarantee does not exist in such situations; what does exist is the possibility of acting in a traceable, reasoned way and in line with professional standards.

Federal diversity and ongoing reforms

A further challenge lies in the federal structure. Because each state has its own act on help and involuntary admission in cases of mental illness, requirements, responsibilities and procedures differ (AG Psychiatrie der AOLG, 2023). The examples from North Rhine-Westphalia and Bavaria show typical structures but must not be transferred to other states. Anyone working in another state should become familiar with the act that applies there and with local procedures – ideally together with the manager and using the organisation’s documents.

The legal framework is also in motion. State laws are amended regularly, as the most recent amendments in North Rhine-Westphalia and Bavaria show. At federal level, new rules are being discussed, for example on compulsory medical measures; such drafts, however, become relevant only once they have been adopted and have entered into force. For professionals this means: knowledge of legal bases has a shelf life and should be refreshed at regular intervals – without every professional having to become a lawyer.

Consequences for practice

Several consequences can be drawn from the considerations in this module. At the level of the individual professional, the aim is to know the basics of confidentiality, consent and necessity and to be able to recall a clear mental sequence in a crisis. At the level of the team, it is about reliable agreements on who is informed and when, and about a culture in which uncertainty may be voiced openly. At the level of the organisation, finally, crisis protocols are needed that summarise legal questions, availability and documentation requirements in an understandable way, as well as the option of obtaining legal expertise in difficult cases. In this way the legal framework is experienced not as a threat but as a scaffold that supports professional action in a crisis.

Key messages
  • Professional confidentiality under Section 203(1) no. 6 StGB protects the relationship of trust; only unauthorised disclosure is punishable.
  • The consent of the person concerned is the first and best route to any disclosure – specific, as graduated as possible and documented.
  • Justifying necessity under Section 34 StGB is a narrowly limited exception in the case of a present danger that cannot be averted in any other way – with a weighing-up, limitation to what is necessary, consultation with the manager and documentation.
  • Civil-law involuntary admission under Section 1831 BGB presupposes legal custodianship and a danger to oneself and requires the approval of the custodianship court; public-law involuntary admission is state law and differs between the states.
  • Social work professionals do not order involuntary admission and do not provide legal advice – they recognise dangers, obtain help, accompany people and act as part of a team.
For reflection & revision

Voluntary self-reflection – not evaluated, only for your own understanding:

  1. How would you explain to a client in simple words what happens to their information – and in what exceptional situation you would act without their consent?
  2. Which wordings help you to seek consent in a crisis without exerting pressure?
  3. Which elements of Section 34 StGB do you find hardest to judge in an acute situation, and who in your environment could support you with this?
  4. Are you familiar with the act on help and involuntary admission in cases of mental illness that applies in your federal state, and with the regional crisis services? What would you still like to clarify?
  5. What does your organisation’s crisis protocol say about passing on information and about documentation – and where do you see gaps?
Literature and sources for this module

Achtes Buch Sozialgesetzbuch – Kinder- und Jugendhilfe – (SGB VIII) [Book VIII of the Social Code – Child and Youth Welfare] in the version published on 11 September 2012 (BGBl. I p. 2022), Section 42 Inobhutnahme von Kindern und Jugendlichen [taking children and young people into care], in the version currently in force. Available at https://www.gesetze-im-internet.de/sgb_8/__42.html

Arbeitsgruppe Psychiatrie der Arbeitsgemeinschaft der Obersten Landesgesundheitsbehörden. (2023). Maßnahmen zum Schutz von Menschen im psychiatrischen Hilfesystem vor und bei Grundrechtseingriffen [Measures to protect people in the psychiatric support system before and during interferences with fundamental rights] [Report to the Conference of Health Ministers 2023]. https://www.gmkonline.de/documents/top-142-bericht-der-ag-psychiatrie.pdf

Bayerisches Psychisch-Kranken-Hilfe-Gesetz (BayPsychKHG) [Bavarian Act on Help for People with Mental Illness] of 24 July 2018 (GVBl. p. 583, BayRS 2128-2-A/G), Art. 1, 5 and 11–13, last amended by the Act of 26 March 2026 (GVBl. p. 75). Available at https://www.gesetze-bayern.de/Content/Document/BayPsychKHG

Bürgerliches Gesetzbuch (BGB) [German Civil Code] in the version published on 2 January 2002 (BGBl. I p. 42, corr. p. 2909; 2003 I p. 738), Section 1831 Freiheitsentziehende Unterbringung und freiheitsentziehende Maßnahmen [involuntary admission and measures involving deprivation of liberty], in the version in force since 1 January 2023. Available at https://www.gesetze-im-internet.de/bgb/__1831.html

Gesetz über Hilfen und Schutzmaßnahmen bei psychischen Krankheiten (PsychKG) [Act on Help and Protective Measures for Mental Illness] of the state of North Rhine-Westphalia of 17 December 1999, last amended by Art. 17 of the Act of 10 June 2025 (GV. NRW. p. 530), Sections 11 and 14, in the version in force from 1 July 2025. Available at https://recht.nrw.de/lrgv/gesetz/01072025-gesetz-ueber-hilfen-und-schutzmassnahmen-bei-psychischen-krankheiten-psychkg/

Land Niedersachsen. (2025). Die wichtigsten Notfallkontakte in Niedersachsen [The most important emergency contacts in Lower Saxony]. Portal Niedersachsen. https://www.niedersachsen.de/notfallmonitor/kontakte/die-wichtigsten-notfallkontakte-in-niedersachsen-236449.html

Strafgesetzbuch (StGB) [German Criminal Code] in the version published on 13 November 1998 (BGBl. I p. 3322), Section 34 Rechtfertigender Notstand [justifying necessity], in the version currently in force. Available at https://www.gesetze-im-internet.de/stgb/__34.html

Strafgesetzbuch (StGB) [German Criminal Code] in the version published on 13 November 1998 (BGBl. I p. 3322), Section 203 Verletzung von Privatgeheimnissen [breach of private secrets], in the version currently in force. Available at https://www.gesetze-im-internet.de/stgb/__203.html

Figures and tables: own illustration. Citation style: APA 7 (German-language adaptation).


Self-reflection – 5 questions

Voluntary · not evaluated – your answers are not saved and are not evaluated by anyone. Click an answer; the explanation helps you assess your own understanding.

Question 1. A client expresses suicidal thoughts. Which route to passing information on to another service should, as a rule, be pursued first?

Question 2. What requirements does Section 34 StGB set for justifying necessity?

Question 3. Which statement about civil-law involuntary admission under Section 1831 BGB is correct?

Question 4. What does Section 14 PsychKG NRW provide for urgent cases?

Question 5. What role do social work professionals (not appointed as legal custodians) have in a possible involuntary admission?

Voluntary self-declaration – saved in your course account. Once all modules are marked as done, your confirmation of participation will be available.